The Partition Principle does not imply Choice

Fitting sets back inside their images does not give you the Axiom of Choice.

1 paper September 24, 2026 Explained by AI

The Partition Principle says that if one set maps onto another, the second fits back inside the first. The Axiom of Choice implies it. This paper shows the reverse cannot be proved in ZF, the standard axioms without Choice, if ZF is consistent. It builds a universe where full Choice fails but the Partition Principle holds. There, choice still works for any collection listed in a fixed order, even past infinity.

First step
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Significance
Major
It answers a long-standing question about the Axiom of Choice. An August 2026 arXiv version of another paper still listed it as open.
Trust
Formal proof listed
Field
Mathematical logic
1 paper

The explanation

Take six socks, two each in red, blue and green. Sorting them by colour is a map from socks onto colours. Every sock gets one colour, and every colour gets at least one sock. A map like this, which reaches every target, is called a surjection.

Now go backwards. Send each colour to a sock, never using the same sock twice. A map that never sends two things to one place is called an injection. There are 6 × 5 × 4 = 120 injections from the three colours into the six socks. Only 8 of them send each colour to a sock of that colour. The other 112 are still injections. They simply ignore the colours.

With finitely many socks, nothing here is hard. The questions start with infinite sets. The Axiom of Choice says that from any collection of non-empty sets you may pick one member of each. Choice gives a backward injection at once: pick one sock of each colour. The Partition Principle asks for less. Whenever one set maps onto another, it says some injection runs back the other way. That injection need not land each colour on a sock of that colour. So the Partition Principle looks weaker than Choice. The question was whether it secretly gives back all of Choice.

The question is old. A 2021 article by Samuel da Silva traces the Partition Principle to Beppo Levi in 1902. Bernhard Banaschewski and Gregory Moore studied it in 1990 beside related rules for comparing sizes. Andreas Blass and Dhruv Kulshreshtha still listed the question as open in an August 2026 version of their paper. In September 2026, Frank Gilson withdrew the model constructions in three earlier attempts.

The Partition Principle already gives a lot of choice. It gives choice for any collection labelled by ordinals, the counting numbers extended past infinity in a fixed order. That fact is classical. An argument for it is attributed to David Pincus. What remained open was whether choice for every collection, not only ordinal-labelled ones, follows. This paper proves the answer is no. The setting is ZF, the standard axioms of set theory without Choice. A theory is consistent if it can never prove a contradiction. Here is the main theorem. Suppose ZF is consistent. Then ZF stays consistent after adding the Partition Principle, ordinal-labelled choice and the failure of Choice. So ZF can never derive Choice from the Partition Principle.

The method is to build a model, a whole universe of sets that obeys the axioms. The paper starts from a universe where Choice holds and adds a new set of objects. It then keeps only the sets that look the same under many reshufflings of those objects. The reshuffling is what breaks Choice: the new objects can no longer be put in order. The obstacle is that the Partition Principle must survive the same reshuffling. Its backward injections must also be among the kept sets. The paper reduces this to one property of its special set. Every image of that set that cannot be put in order must match the set exactly, one to one. Building matchings on small pieces is possible, but arbitrary choices need not agree with each other. Making all the small matchings agree with each other and with the reshufflings is the hard part.

Back to the socks. In the paper's model, the special set plays the role of the colours, and it cannot be put in order. Take every non-empty collection of its members. No rule picks one member from each of those collections. Yet every surjection there still has a backward injection. Those injections are free to ignore the colours. The paper notes that its injections need not respect the original sorting. The result does not say which principle is true. It says only that ZF cannot get from one to the other.

A second theorem starts from any countable transitive model of ZFC, which is ZF with Choice. Such a model is a universe with only countably many sets, whose members are themselves sets inside it. The paper enlarges it by forcing, a standard way to add new sets. It then takes a smaller universe between the old one and the enlargement. That universe contains the starting one and has the same ordinals. It adds no new countable sequences of old elements. A countable sequence is an infinite list indexed 1, 2, 3 and so on. The first theorem allows stranger models; the second keeps the familiar shape.

How sure is this? The Lean scope note says a proof checker called Lean has checked a formal version of the main consistency theorem. The note says Lean also checks a version of the second construction, but with an extra assumption. That version needs the starting model to contain a strongly inaccessible cardinal, a kind of very large infinite size. The paper itself says it uses no inaccessible cardinal. The paper's stronger claims about what the second model keeps are outside that check. No specialist review has been published.

What it doesn't show. This does not show that Choice or the Partition Principle is false. It shows only that ZF cannot derive Choice from the Partition Principle.

Where it came from

This result comes from an unreleased OpenAI model, published in the openai/math release on 6 October 2026.

Hype check

Major if the proof holds. Lean checks a formal version of the main consistency theorem. The paper's stronger claims about the second model are outside that check, and no specialist review is published.

Words used

Surjection
A map from one set to another that reaches every element of the target.
Injection
A map that never sends two different things to the same place.
Axiom of Choice
The rule that from any collection of non-empty sets you may pick one member of each.
Partition Principle
The rule that whenever one set maps onto another, an injection runs back the other way.
Ordinal
A counting number extended past infinity, used to label things in a fixed order.
ZF
The standard axioms of set theory, without the Axiom of Choice. ZFC adds Choice.
Consistent
A set of axioms is consistent if it can never prove a contradiction.
Model
A whole universe of sets in which a given list of axioms holds. A countable transitive model has only countably many sets, and every member of its sets is also in it.

The original paper

All quoted lines (11)

  1. If \ZF\ZF is consistent, then so is \ZF+P+\ACwo+¬\AC\ZF+\PP+\ACwo+\neg\AC.
    The Partition Principle does not imply Choice Back to text
  2. The central additional property is every nonwellorderable surjective image of A is in bijection with A.\text{every nonwellorderable surjective image of $A$ is in bijection with $A$.} To pass from this property to full P\PP, partition the target of an arbitrary surjection into ordinal-indexed disjoint nonempty pieces and use disjoint source pieces mapping onto them.
    The Partition Principle does not imply Choice Back to text
  3. Counting its classes on each support will produce many possible local bijections, but arbitrary choices of them need not agree on overlapping supports or respect coordinate changes.
    The Partition Principle does not imply Choice Back to text
  4. Symmetry prevents AA from being wellordered.
    The Partition Principle does not imply Choice Back to text
  5. The set of labels AA is not wellorderable in WW, and PW(A)∖{∅}\mathcal P^W(A)\setminus\{\varnothing\} is an explicit family in WW with no choice function in WW.
    The Partition Principle does not imply Choice Back to text
  6. The injection obtained in Lemma … need not respect the fibers of the original surjection.
    The Partition Principle does not imply Choice Back to text
  7. Let VV be a countable transitive model of \ZFC\ZFC.
    The Partition Principle does not imply Choice Back to text
  8. It contains VV and has the same ordinals as VV.
    The Partition Principle does not imply Choice Back to text
  9. Every countable sequence of elements of VV that belongs to WW already belongs to VV.
    The Partition Principle does not imply Choice Back to text
  10. It permits externally ill-founded models, whereas Theorem … starts with a transitive ground and preserves transitivity.
    The Partition Principle does not imply Choice Back to text
  11. No inaccessible cardinal is used.
    The Partition Principle does not imply Choice Back to text

Other sources

  1. S. G. da Silva, “The Axiom of Choice and the Partition Principle from Dialectica Categories”, Logic Journal of the IGPL 29(5) (2021), 783–797
  2. B. Banaschewski and G. H. Moore, “The dual Cantor–Bernstein theorem and the partition principle”, Notre Dame Journal of Formal Logic 31(3) (1990), 375–381
  3. A. Blass and D. Kulshreshtha, “Cardinal Well-foundedness and Choice”, arXiv:2310.09643v3 (21 August 2026)
  4. F. Gilson, “A countable-support symmetric iteration separating PP from AC”, arXiv:2601.01855v8 (10 September 2026; construction withdrawn), with two companion corrections (arXiv:2511.09764v5, arXiv:2511.07675v6)
  5. C. Ryan-Smith, “Local reflections of choice”, Acta Mathematica Hungarica 176(1) (2025), 244–257
  6. P. Holy and J. Schilhan, “The Ordering Principle and Higher Dependent Choice”, arXiv:2510.14821v2 (2025)
  7. D. Pincus, “Adding dependent choice”, Annals of Mathematical Logic 11(1) (1977), 105–145
  8. openai/math release notes (2026): model provenance and review status manuscripts and supporting proof artifacts produced by an internal OpenAI model